as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025
is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient
the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
Management [BCM] which encompasses the Epidemic Crisis Management Plan. Emphasis is put on the safety and health of employees, customers and associates. Meetings took place and plans were adjusted to coincide
the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to
Connected Party Leasee : Pacific Pipe Public Company Limited (“ The Company”) Leaser : Tang Mong Seng Holding Company Limited Characteristic of Asset Asset : Office space Location : 1168/68-69 Lumpini Tower
of Asset Asset : Office space Location : 1168/68 - 69 Lumpini Tower Floor24 RamaIV Road, KwangTungmahamek, KhetSatorn Bangkok 10120 Size : 692.50 square meter Period : 6 years the rental contract was
) Ltd. (99.99% indirect subsidiary of the Company) holds 100% Establishment objectives: Preparations for international investments Head office location: Tortola Pier Park, Building 1, 2nd Floor, Wickhams