, conditions and procedures for brokerage and dealing in foreign securities issued under the law on securities and exchange; (2)1 “derivatives broker” means entity licensed to undertake derivatives business in
Person of the authority Business Address of the authority Website of the authority Telephone number of the authority E-mail of the authority Is the audit oversight authority you registered with a member of
shareholders in both parties (Please see details in “5. Details of connected person and the area of interest of connected persons”) 3. General description of the transaction The Company has agreed to execute the
Thailand B.E.2546 since it is excecution of the transaction with the person/legal entity which is not the Company’s connected person. Moreover, the trading transaction in level 2 and level 3 with the total
) ราคาเฉลี่ย (Average price) Legal entity in which the reporter, spouse or cohabiting couple and minor children collectively hold shares at an amount exceeding 30 percent of the total voting rights as the
if applicable) ผูซ้ื้อ/ ผูรั้บโอน โปรดระบุช่ือ/ความสัมพนัธ์ 5 Purchaser/ Transferee (Specify name and relationship) จ านวน (Amount) ราคาเฉลี่ย (Average price) Legal entity in which the reporter, spouse
/Nor/Khor. 85/2552 Re: Prohibited Characteristics of Personnel in Derivatives Business dated 3 August 2009. Clause 2 In this Notification: (1) “person with power of management” shall have the same
fund or private fund management, or derivatives investment management company. “fund” means mutual fund and private fund. “investor” means any person interested in investing in capital market products
gather information on name, last name, nationality, occupation, residential address, contacting address, name of ultimate beneficial owner, name of ultimate controlling person, name of the entity
name, nationality, occupation, residential address, contacting address, name of ultimate beneficial owner, name of ultimate controlling person, name of the entity, shareholding structure of the entity