and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
(Accredited Investor) ให้สามารถลงทุนในสัญญาซื้อขายล่วงหน้าได้โดยไม่จำกัดอัตราส่วนการลงทุน ข้อมูลทั่วไป ชื่อผู้ตอบ ตำแหน่ง ชื่อบริษัท / องค์กร อาชีพ / ประเภทธุรกิจ เบอร์โทรศัพท์ เบอร์โทรสาร อี
Bangkok, April 16, 2014 ? The SEC is seeking public comment on easing rules on derivatives investment of accredited investor funds (AI funds), where all unitholders are institutional investors or
. In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Bangkok, November 7, 2013 ? The SEC, Association of Provident Fund (AOP) and Association of Investment Management Companies (AIMC) collaborated to develop an Accredited Provident Fund Committee
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm