Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that

SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make

The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This

processing and confirming the redemption orders in violation of the tax terms;             (2) In the case of {B}, she was found to sign the redemption orders without double-checking the correctness of

and the share price changed quickly. Nevertheless, under the current criteria, posting the trading alert sign to warn investors to make investment decisions carefully is not required in this case. SEC

– 13.30 hrs. at Grand Ballroom 1-2, Grand Hyatt Erawan Hotel, Bangkok.  At the said seminar, SEC and NHRC will sign a Memorandum of Understanding (MoU) to encourage listed companies, corporate issuers

tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to

trading decisions on the client's behalf from June 2009 until April 2011.  Furthermore, she asked the client to sign the application of the securities transfer despite the amount of the client's securities

ให้บริการกระทำในรูปแบบที่ลูกค้าต้องมาปรากฏตัวต่อหน้าพนักงานของผู้ประกอบธุรกิจ (face to face) (2)  จัดให้มีการอธิบายกรณีหากมีสถานการณ์ในเชิงลบอย่างมากที่สุดเกิดขึ้น (worst case

showed a loss of Baht 275.46 million. Signature___________________________ (Mr.Supawat Sa-Nguan-Ngam) Position Managing Director Authorized to sign on behalf of the company