securities issuers / listed companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or
companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a
Mai and nearby provinces, with a total of 1,100 students. This marks the first time of such activity, travelling and providing knowledge and experiences, with direct involvement by SEC, in
anti-corruption measures, e.g., refusal to pay bribery, no involvement in corruptive attempts and sanctions against those who do, as well as communication and staff training with respect to anti
-corruption or anti-involvement-in-corruption policies through the 56-1 One Report.Regarding future cooperation, the SEC and relevant agencies will jointly communicate further with listed companies on good
shareholders of business operators to be another important issue, as any involvement of such sources of funds or financial supporters with unlawful activities—such as money laundering—may pose legal
investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or
approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training
, the Office has prescribed guidelines for renewal of approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a
across various business sectors and Thailand’s national sustainability agenda while also encouraging greater public participation in the capital market through long-term investments. “The SEC has expedited