ผู้ย่ืนค าขออนุญาต ให้ผูรั้บผิดชอบในการด าเนินการ (“CIS operator”) ซ่ึงได้แก่ บริษทัหลักทรัพย์จัดการกองทุน ฮ่องกง (Hong Kong Covered Management Company) หรือตัวแทนในประเทศไทยของ CIS operator (“local
ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders
the case where the units of the foreign ETF are listed on more than one exchange, the term shall mean the exchange specified by the foreign ETF as the home exchange; “CIS operator” means a person who is
Spokesperson, said: “As a key driver in the development of the capital market, the SEC prioritizes the promotion of technology in capital market activities, especially in business fundraising through a wide
will help to increase public wealth and become a key economic driver towards sustainable growth in the long run. We believe this study project will be useful for the business sectors and the Thai capital
as a Driver for Business Action on Sustainable Development” โดย Dr. Surya Deva, Chair of the UN Working Group on business and human rights และเสวนา “แนวโน้มและทิศทางการขับเคลื่อนประเด็นธุรกิจกับสิทธิ
Aiming to create tangible digital transformation, the MOUs are the SEC’s first multilateral cooperation with the country’s leading digital driver organizations, namely (1) the Ministry of Digital
Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second
. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of Section 14, the second paragraph of Section 30, the second
the Office of the Securities and Exchange Commission No. SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives Exchange, and Derivatives Clearing House By virtue of