inconsistent tender offer price or form for all shareholders was deemed a violation of the tender offer rules promulgated under Section 247 of the Securities and Exchange Act B.E. 2535 (1992). The SEC therefore
securities firms or derivatives business operators can be done without the SEC?s approval but will be allowed to the extent that it is deemed necessary to increase business efficiency. Importantly, outsourcing
and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market
she has already been suspended by her employer for three months, the suspension imposed by the SEC is deemed to have been served.
), Sunshine International Co., Ltd., Aqua Corporation Co., Ltd., and Mrs. Chompis Bunnag on October 27, 2010 is deemed incomplete under SEC regulation. This is because the tender offer does not include material
connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they
? trading values and volumes and lure the general public to trade such shares.The aforesaid actions were deemed manipulation of TYM share price in violation of Sections 243(1) in conjunction with 244 and 243
deemed manipulation of TYM share price in violation of Sections 243 in conjunction with Sections 244 and 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and Section 83 of the Penal Code
of their acts, the aforesaid four persons are deemed to possess prohibited characteristics of capital market personnel as specified in the Notification of the Capital Market Supervisory Board No. Tor
illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client