, effective from 12 October 2018; (b) suspending the approval of {B} as securities investment consultant and banning her from working as branch manager in charge of capital market business of the bank for two
client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the
should be allowed to be offered to local investors directly.In the area of fees and expenses, Thailand scored above average; owing to the fact that Thai mutual funds generally do not charge trading fees
situation as Ft charge already increased in January 2019 and more scheduled maintenance during Q4’2018 relative to Q3’2018. • EBITDA margin was lower to 25.1% in 2018 because of more scheduled maintenance
: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments Fees to be charged to the fund (% of NAV per annum) Yield to Maturity Fee items Maximum charge Actual charge Country Allocation Management fee
27.2% in Q1’2018 because of 1) slight increasing of selling price per unit to from a slow adjustment of Ft charge but an 18.7% increase in gas cost and 2) y-on-y higher scheduled maintenance. However
ธรรมเนียมจากการขอใชน้ ้ าเกินกว่าท่ีจดัสรร (Excessive Charge) ลดลงผลจากการแพร่ระบาดของ โควิด-19 ในขณะท่ีรายไดจ้ากการด าเนินงานท่ีลดลงมีสาเหตุหลกัมาจากการความตอ้งการใชน้ ้ าท่ีลดลงเพ่ือตอบสนองนโยบายการแกปั้ญหา
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
per the contract whereas there was a significant decrease of the non-current asset of the mortgage cash at bank of Baht 7.34 million due to the withdrawal of non- mortgage cash at bank. Total
2017. The non-current asset decreased Baht 18.72 million due to withdrawal of non-collateral cash at bank causing the significant reduction of Baht 21.55 million for repayment of the short- term loan