of December 2020. In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to
trading orders. Failure to do so will therefore result in the SEC's administrative actions. In this regard, the SEC on July 5, 2012 imposed administrative sanction on three investment consultants by
debentures. Failure to reach a resolution for the director appointments would materially affect IFEC's future status and business operation
affect POLAR investors and shareholders. In this regard, POLAR's failure to comply with the order of the SEC is liable to contravention of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992
orders via mobile phone.Making securities trading decisions on behalf of the client and failure to record the client's securities trading orders are, respectively, in violation of Clause 20(2) and 20(3) of
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
Mr. Akalarp Yimwilai Mr. Akalarp Yimwilai, the Chief Executive Officer of Zipmex Company Limited ("Zipmex"), is responsible for the operation of Zipmex. His order or action, or his failure
POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2
cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief
the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 12/07/2022 agreed to comply with civil