Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers
the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a
under the regulations of the Capital Market Supervisory Board.?Independent directors play a vital role in ensuring corporate governance of business operators and utmost interest of customers. The SEC
back office possessing important information of funds and customers will be allowed to outsource only to the business operators? subsidiaries or financial institutions. Outsourcing to other licensed
Aux Cayes FinTech Co. Ltd. Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers
Mr. Sarun Boonmesrisanga Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'
Mr. Nut Joongwong Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'
Mr. Smithi Charoenmin Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'