Approval of the Offer for Sale of Newly Issued Shares, mutatis mutandis; (4) the applicant’s directors, manager and authorized management persons shall not have prohibited characteristics as specified in the
reference. 4 Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
reference. Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's
(Myanmar) Company Limited (GEP-Myanmar) thoroughly before exercising the voting right at the extraordinary shareholders? meeting on June 13, 2016. By seeking the VTE shareholders? approval, the company
with AEONTS ACS Capital Leasing Business - Shareholders of AEONTS, holding 19.20% of AEONTS’s shares - Subsidiary company of AFS* *AEON Financial Service Co., Ltd. (“AFS”) - Major shareholder of AEONTS
1 No. For. 37/2018 November 28, 2018 Subject: Notification on the additional investments in shares of M.K. Real Estate Development Plc. To: President The Stock Exchange of Thailand Enclosure
loss. Moreover, {A} advised the client to wait for a quota of IPO shares and expect such shares to compensate for the loss incurred in the client’s derivatives trading account. {A}’s behaviors above were
trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to