fund management company [unless indicated otherwise], including: (a) a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of any securities
Determination of Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor . “ fund ” means a mutual fund, private fund or provident fund unless otherwise specified herein
Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor. “fund” means a mutual fund, private fund or provident fund unless otherwise specified herein; “mutual fund
having priority, or otherwise limiting the rights of the debt securities holders to any payment on the debt securities. 2. Provide information about the existence or possible creation of other securities
any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the offering of securities services, the securities operation or research on securities
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
standards. Clause 19. Unless otherwise specified, the Office shall have the authority to issue notification specifying rules, conditions and procedures relating to such matters as specified in this