Notification: (1) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management
) “ representative ” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
than 2 years as from the effective date of the Notification (within 16 August 2016). 10 Chapter 2 Superintending Representative by Management Company ___________________ Clause 12 A management company
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
. Within August 2018 2. Related Parties and the relationship with Listed Company. Lender: Eastern Water Resources Development and Management Public Company Limited. Borrower: Universal Utilities Public
English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2
service (“EN”) had a decrease in gross profit for Baht (17.71) million because of decrease in revenue and revision of estimated project cost of construction and electrical engineering. 2. Management https
Commission on Rules, Conditions and Procedures on Establishment and Management of Property Fund to Solve the Problem in https://publish.sec.or.th/nrs/4003pe.doc 5644pe.doc documented or electronic information
operations and management of NUSA or its subsidiaries, which will consequently cause impact to NUSA’s shareholders and investors. Further, according to the information NUSA disclosed to the investors, there
establishment of the Sustainable and Responsible Investing Fund (SRI Fund). The regulations governing such fund are expected for completion within this year. “In addition, the SEC is ready to be the center for