illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client
client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking
the clients. They cannot make securities trading decisions on behalf of clients, regardless of the client's permission. In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of
shares of which accounted for his trading. It was 87.11% increase in SSI total trading volume. After he stopped trading, SSI trading volume dropped to 48.85 million shares.His actions caused SSI share
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger
regard, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. 05/05/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. 05/05/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
this regard, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. 05/05/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :