securities underwriting. Clause 5 A securities company shall set up a work unit responsible for custody of clients’ assets which is independent from a work unit responsible for securities trading (front office
1 Ref. No. JUTHA-10/2563 November 2, 2020 Subject: Amendment of Articles of Association, Debt to Equity Conversion Constituting a Connected Transaction, Issuance and Offering of Newly Issued Ordinary
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
submit their requests to SEC within 90 https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8535 SEC public hearing on proposed rules for submission of digital asset transaction data and related
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public
hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to