major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors. - Mr. Shen, Kuo-Jung - Chairman of the Board and

Relationship Hwa Fong Rubber Industrial Company Limited is the major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors

behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the

Allotment of Shares in Excess of Underwriting Amount (No. 2)

Re: Allotment of Shares in Excess of Underwriting Amount

Distribution of Newly Issued Shares and Share Warrants by Issuer

securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior

., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies.  Evidence indicated that she had performed her duty dishonestly in order to obtain

Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount

Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange