. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT, ADVISERS, AGENTS AND OTHER INDEPENDENT THIRD PARTIES A. Directors and Senior Management1 1. Provide the names, nationality, addresses and functions of the issuer’s
intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the causes of damage to investors and appearance of Thai capital
needed time, including the fact that the company fails to provide appropriate computer system and personnel management adequate for supporting business operation. Any of the above mentioned risks may cause
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
December 3, 2018 has a resolution to provide financial assistance to Thai Japan Laboratories Co., Ltd. which is the related company by giving long-term loans amount 25,000,000 baht ( Twenty Five Million Baht
total amount not less than 3 percent of the principal value on the issuance date (accounting for 6 million baht). The partial repayment date is proposed to be made on 28 April 2024, and the remaining
to gather comments and suggestions from the public and stakeholders. Most of the respondents agreed with the principles and the proposed amendments to the governing regulations. The SEC has therefore
In February 2024, the SEC conducted a public hearing on the proposed principles concerning the licensing of securities and derivatives businesses. Most respondents agreed with the principles for
The Capital Market Supervisory Board has approved the proposed amendments to the regulations for offering for sale of newly issued securities by Rehabilitation Listed Company to provide an