capital market.” Ms. Ruenvadee said: “The SEC Strategic Plan 2022-2024 is consistent and corresponds with the national direction, from the level of National Strategy to subsequent plans, including the Draft
in the subsequent processes after the complaint filing to support law enforcement under the SEA.__________________________Remarks:* The company’s name at the time of the wrongdoing, which was later
such information to another person (tippee) who also must not seek unfair benefits or forward the information to any subsequent person. By law, it is initially presumed that an insider (e.g., director or
baht from such activities. Subsequent to the case mentioned above whereas Numkrit, Chalalai, Duangduean and Rosathorn are named in the criminal complaint the SEC has filed with the DSI, these four
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
company shall be authorized to terminate the agreement on the appointment of the fund supervisor; (5) provision that in the case that the management company fails to request the unitholders’ resolution for
relation to EARTH’s securities, knowing that EARTH would be faced with a liquidity problem and its request to extend debt repayment period was denied by a financial institution. The stated 11 persons
is made. The storage of such document or evidence shall be made in the manner which is immediately available upon the Office’s request for a review or an inspection. Clause 4 This Notification shall