e-service Online Submission See canceled document Securities Underwriter Business >> Securities Dealing (Section 114) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Limited BDU >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
a specified location. 8.2.3 Procedures for normal operation ranging from the beginning until the ending process of critical business functions, such as, submission of securities trading orders
business continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ 2 companies, such as submission of securities trading order, clearing and settlement and
approval from SEC of the shares and convertible debenture offering on Private Placement Basis After 5 working days from the PP application submission 5 Entire Business Transfer Transaction and Shares
application submission 5 Entire Business Transfer Transaction and Shares Allocation Transaction Expected within 30 May 2018 6 SUTGH files for dissolution Expected within 31 December 2018 7 SUTGH dissolves and
the submission of the Tender Offer, the Business has only one type of securities, which is in the form of ordinary shares, with a total of 1,462,865,035 paid-up shares, at the par value of THB 10 per
Bangkok, October 17, 2013 ? The SEC extended the submission date of the special audit report of Millcon Steel Plc. (MILL) until no later than October 31, 2013. Earlier, the SEC had ordered MILL to
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A