prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the

. 2559 (2016). The Settlement Committee will consider a fine penalty on Mr. King in due course. Meanwhile, due to his deficiencies in duty performance, Mr. King is liable to have prohibited

consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course

of Understanding (MoU) on Cross-border Publication of Research Reports. Other ACMF members are expected to participate in due course. This MoU complements the cross-border movement of investment

shall be subject to the punishments under Section 300 of the SEA. In this regard, the SEC shall consider further legal action in due course. _____________________  Related press releases: 1. SEC News

. In case any person fails to give a consent to the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit in the Civil Court in due course. Apart from the civil

there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into

aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the

, the SEC shall file a criminal complaint against him or her with the DSI in due course.  ------------------------------- For more information on the other four offenders in the UMI case, please read

normal course of gold future brokerage with benefits from trading fees by soliciting the public to invest in gold futures, providing investment information and calculation methods for returns, and