, and that a general advice is given regardless of the specific characteristic of an individual, therefore, prior to adopt an advice, the customer should consider the suitability with the purpose of
individual person who is not a connected person of the Company. However, the Company is unable to disclose such information due to the agreement regarding the non- disclosure of the information. 3. General
than Baht 20 million (excluding cash deposits) □ ข้าพเจ้าเป็นบุคคลธรรมดา (นบัรวมคู่สมรส) ข้าพเจ้ามีลักษณะดังนี้ / I am an individual person when combining with spouse having any of the following
, the Company didn’t show estimate of operating result on the registration statement offering of securities. 1.5. Report of Auditors In previous year, the Auditors have checked Company’s Financial
, totaling Baht 35,000,000, equivalent to 6.40 percent of the registered and paid-up capital All of them are corporate and individual investors with a stable financial position who are able to invest in the
slower pace than 2018 at around 7-8 % supported by fixed asset investment. Certain other key segments like chemical and construction (AAC block manufacturing) also show positive tendencies. On the downside
show that such securities trading is executed after the client has received general advice , specific advice or has not received investment advice . Clause 21 A securities company shall examine and
storage. Clause 20 In trading securities with a retail client, a securities company shall prepare evidentiary documentation to show that such securities trading is executed after the client has received
beneficial owners or ultimate controlling persons; (11) the client refuses to show the true identity, does not cooperate in producing identification or other documents under the KYC/CDD process, or produces
of third parties, who are not ultimate beneficial owners or ultimate controlling persons; (11) the client refuses to show the true identity, does not cooperate in producing identification or other