under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
manager’s opinions on appropriateness of chief executive officer’s qualification in REIT management; 9.13 Remuneration of auditor: demonstrate remuneration of auditor receiving from REIT, an audit firm where
on the SEC website. No. Firm Name CPA Reg No. Period of Approval 1 A&A OFFICE COMPANY LIMITED NO.246 TIMES SQUARE BUILDING, 21ST FLOOR, ROOM NO. 21-01 SUKHUMVIT, ROAD 12-14, KHLONG TOEI, BANGKOK 10110
sold The Company recorded a sales volume of 392,597 tons for the 3rd quarter of 2017, increased by 58,028 tons from the 3rd quarter of 2016 or increased by 17.3% (Separated Financial Statement:210,502
Management Business In 2017, the net asset value of the industry was Baht 5.03 trillion which represent 8.29% year-on-year growth. The overall of net asset value was separated by fund type which maintain the
has its dividend policy to pay dividend of not less than 50 percent of net profit of separated financial statements; after deducting by corporate income tax, all types of reserves as required by laws or
to trading. In the latter case, indicate the dates on which the debt securities will be listed and/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to
1 ความรับผิดชอบของผูนำตอคุณภาพภายในสำนักงาน (Leadership Responsibilities for Quality within the Firm) 20 ด ี (2) ด ี (2) 2 ขอกำหนดดานจรรยาบรรณที่เก่ียวของ (Relevant Ethical Requirements) 15
-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front-office function) should be clearly separated from the unit which has duties in