children of the employee has securities trading account at the other securities companies, guidelines under the first paragraph shall require the employee to inform securities company about the existing of

24/1. In case where the spouse and minor children of the employee has securities trading account at the other securities companies, guidelines under the first paragraph shall require the employee to

, such consent may specify in private fund agreement. Provided that, private fund management company shall explain about conflict of interest to the clients and provident fund committee before require for

clients and provident fund committee before require for a consent: (1) Investment in instruments which related persons under Clause 20(1)(a) to (d) or Clause 20(2)(d) is an issuer, an acceptor, an endorser

, the conglomerate has a new business plan that is the 100% battery electric vehicles, which the subsidiary require production space for setting up line of assembling the mentioned electric vehicle and

interest to the clients and provident fund committee before require for a consent: (1) Investment in instruments which related persons under Clause 20(1)(a) to (d) or Clause 20(2)(d) is an issuer, an

companies, guidelines under the first paragraph shall require the employee to inform securities company about the existing of such account including the information of securities trading of the spouse and

exceeds 100% which need to be filed for new securities listing. However, this acquired asset is considered as an exemption of new listing application as all 4 criteria of the following apply (referred to

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

, procedures, and controls should require the CRA and its employees to take reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c