the following offices: (1) domestic branch office; (2) oversea branch office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are
) oversea branch office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are provided solely through computers or electronic devices
ขายหลักทรัพย์ในบัญชีหลักทรัพย์ของลูกค้าซึ่งเป็นน้องชายของ {ก} ทั้งทางอินเตอร์เน็ตและผ่าน trader ID ของ {ก} เป็นระยะเวลา 11 เดือน โดยลูกค้ารับรู้และให้ความยินยอม ซึ่ง {ก} ได้ยอมรับว่าเป็นผู้ส่งคำสั่งซื้อ
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company) [ ] 4. Evidence on the appointment of a local representative in Thailand as
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the representative of Hong Kong Covered Management Company (issued by Hong Kong Covered Management Company) [ ] 5. Evidence on
capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond