, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
submitted not less than fourteen days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The
days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The management company shall
and indebtedness (distinguishing between guaranteed and unguaranteed, and secured and unsecured, indebtedness) as of a date no earlier than 60 days prior to the date of lodgment or submission of the
the target. In this quarter, our impairment loss on loans and debt securities increased slightly from the prior quarter. At the same time, our robust capital position was sufficient to cushion against
apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it
)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights3 Percentage 4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I
rights3 Percentage 4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I. Reporting person - - - - II. Concert party of I (please specify the