offering of investment units issued by general mutual funds in Thailand, such as the requirements on prospectus, fact sheet and annual report. In addition, a local representative or representative office

Mr. Amit Prakash Mr. Amit Prakash, Managing Director of Polyplex (Thailand) Public Company Limited (“PTL”), and director and representative of juristic person of Polyplex (Asia) Pte. Ltd. (“PAPL

Trans.Ad comprise of: 1. Mr. Weng Sam Lam 2. Mr. Phoon Chiong Kit 3. Ms. Tamonwan Narintavanich Subsequent to the completion of the Transaction, the Company will not appoint the representative to be a

reasonable to increase the flexibility in submitting the report to be in line with the operation procedures of the business operators, whereby the business operators may request  an extension in submitting

competent officer without a reasonable cause or excuse. This case is in the process of inquiry by the inquiry official. DAB Act S.75 Criminal Complaint Filed with an Inquiry Official Dated 07/09/2022

of information requested by the competent officer without a reasonable cause or excuse. This case is in the process of inquiry by the inquiry official. DAB Act S.75 Criminal Complaint Filed with an

operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all

Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Derivatives Agent >> ผู้ได้รับใบอนุญาต   ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1. ประกาศคณะกรรมการ ก.ล.ต. ที่ กจ. 9

a company or agent assigned by you. One For All Reporting System (OFAR) and various online systems, for example: Information on unitholders (MPF 7000); Report on the investment position and the

personal data submitted via a system by a company or agent assigned by you, or prepared and submitted by the company to the SEC Office: Invitation letters for seminars, circulars, announcements; The