characteristics thereof; 5 **(4) having sufficient readiness for providing services and ensuring that the services provided to investors would comply with the regulations relating to providing investment
operations as mandated by law. On 8 December 2023, the company notified that it still could not meet the fund requirements. Moreover, the SEC detected the company’s lack of personnel readiness and on 1
ได้ งานสัมมนาครั้งนี้ได้รับเกียรติจาก รองศาสตราจารย์ ดร.พรอนงค์ บุษราตระกูล และคณาจารย์จากคณะพาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย นำเสนอผลงานวิจัย เรื่อง ‘Thailand Retirement Readiness Index
เรื่อง "Thailand Retirement Readiness Index: Development, Applications and Policy Usage" โดยคณะพาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย นำโดย รศ. ดร.พรอนงค์ บุษราตระกูล ผศ. ดร. อนิรุต พิเสฏฐศลาศัย และ
the initial consideration, the SEC will deliver a presentation of its hosting readiness to the IOSCO Executive Board for consideration and selection in October 2019 in Madrid, Spain
exercise its discretion or make decision in the operation for the intermediary; “end user” means the employees of the intermediary and contractors who engage in the operation and has access to the sensitive
exercise its discretion or make decision in the operation for the intermediary; “ end user ” means the employees of the intermediary and contractors who engage in the operation and has access to the
dated May 11 th , 2018 was made for a partial exercise of the Call option and an extension of effective period of the Call option for the balance shares. Pursuant to this agreement, INBV will exercise
the Office of the Securities and Exchange Commission SorNor. 1/2548 Rules for the Exercise of Funds Voting Rights at the Shareholders Meeting by the Management Company and Information Disclosure 11
related https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular