determine the number of shares for conversion prior to the offering of instruments. In order to provide investors with sufficient information, moreover, intermediaries and selling agents must apply the

regard to any claim of high return of investment, and check whether the solicitor has obtained a license or approval properly. Public fundraising through securities offering needs prior approval while in

Exchange Act B.E. 2535 (1992) (SEA) with details as summarized below:? M.L. Tossuwan, Premchai, Apinuntakan, Sarunya, and Kitja for ratifying GEN?s prior investment in P Plus P Plc. ' s shares and warrants

issues with the Department of Business Development, the Ministry of Commerce [thus currently unqualified to work], (3) execution of a contract to buy and sell a land in the Phaholyothin area with a prior

every account had never been used to trade KARAT shares prior to Apichart?s holding a position of legal counsel for this business deal. The record showed that trading of KARAT shares through those

presented the study on Thai equity fund performance and information of which investors should learn prior to making decision to invest in funds.  The Forum was hosted under the Memorandum of Understanding

. Accordingly, the transaction is subject to the prior approval of the shareholders? meeting.  CWT board of directors and audit committee viewed that the investment project is beneficial and appropriate reasoning

).  Moreover, audit firms will be enabled to screen quality of their auditors prior to filing with the SEC the applications for approval as capital market auditors in order to encourage the audit firms to take

securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior

the SEC?s prior approval.?