unitholders’ interest, as well as possible effects of said transaction to the mutual fund. Clause 9 Information about administration and management of a mutual fund shall include at least the following details
likelihood and the possible effects. 7.5 The company has measures and operational plans to handle risk by either accepting, reducing, avoiding or sharing risks. 8. The organization considers the potential for
after the acquisition of securities and shall additionally have in the future without the requirement to make a tender offer for all securities of the business; (c) The possible impacts on the
(if any). 22. Insiders of issuer who issues underlying shares: persons who are in the position with possible access to inside information of the issuer who issues underlying shares due to the structure
its website as soon as possible. This Personal Data Protection Policy was last reviewed on 8 April 2021. 9. Contact Channels Information of the Data Control Officer Name of the Organization in Thai
relevant guidelines, laws, and regulations. In case of any change to this Personal Data Protection Policy, the SEC Office will notify you by updating its website as soon as possible. This Personal Data
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
investing. Investing in the Fund involves risk. Principal loss is possible. Renewable and sustainable infrastructure companies may be subject to a variety of factors that may adversely affect their business
should be rigorous, capable of being applied consistently, and, where possible, result in credit ratings that can be subjected to some form of objective validation based on historical experience. 1.2
the values of the ongoing projects as of the most recent date possible. Any project worth 10 percent or more of the total income in the consolidated financial statements of the latest financial year