possible, result in credit ratings that can be subjected to some form of objective validation based on historical experience. 1.2 Credit ratings should reflect all information known and believed to be
apart from sub clause (a), the period of approval of all types shall cease on the expired date of the latest approval. Clause 17 The application for renewal of approval of personnel under Clause 8(1), (2
previous approval shall end on the date when the latter approval takes effect; (b) in other cases apart from sub clause (a), the period of approval of all types shall cease on the expired date of the latest
. The status of the investor contact approved by the Office shall cease in case the investor contact fails to act or has the following characteristics: (1) Ceases to be executive of the securities company
be explained together with name list of other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC
., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition through the chain principle means an acquisition of the significant control
other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition through the chain
together with name list of other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition