service and securities underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (3) The securities
underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (Translation) - 2 - (3) The securities companies
underwriting; (2) The securities companies licensed to undertake securities business in the categories as specified in (1), except any one particular category; (Translation) 2 (3) The securities companies
Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “fund” means any mutual fund and private fund; “mutual fund for a
, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “ fund ” means any mutual fund and private fund
assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. “Office” means the Office of the Securities and Exchange Commission. Clause 2. Giving advice in the
persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re: Characteristics of
management of assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re
particular, the stewardship responsibilities of those whose primary activities are related to asset ownership may be different from those whose primary activities are related to asset https://www.sec.or.th
, private funds, and provident funds) that invests in the deposit of financial institutions. To protect investors, the fund?s investment diversification rule will be revised in that company limit for