client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own

transfer was prearranged, starting from Auracha's opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty

the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back

Bangkok, 3 August 2023 –  SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating

baht in HPS, or at the price of 16.67 baht per share, is not rational as the HPS fair value assessed by the IFA is 21 million baht or 2.35 baht per share. The IFA has also made an observation about high

of 0.50 baht per share and an offering price of 0.10 baht per share to existing shareholders in proportion to their holdings (RO), with a total value not exceeding 311,381,474.90 baht, and to a private

here to display all results SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 31 March 2022

results SEC has ordered to amend Finanacial Statements ( 1 record(s) found) Name Description Details PSG CORPORATION PUBLIC COMPANY LIMITED SEC did not grant extension for submission of TIES' 2014 and Q1

BANGKOK BANK PUBLIC COMPANY LIMITED : BBL The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Finanacial

  Reset KANG YONG ELECTRIC PUBLIC COMPANY LIMITED : KYE The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found