filed in the name of Mr. Porameth Rungrongtanin and did not disclose that Mr. Sathit was the owner of ABC shares. SEC Act S.247 Settlement Committee Meeting No. 9/2018 Settlement Committee Order No

conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

to violate section 246. SEC Act S.246 in conjunction with section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

Settlement Committee Order No. 37/2018 Dated 24/10/2018

Settlement Committee Meeting No. 10/2018 Settlement Committee Order No. 38/2018 Dated 24/10/2018

Settlement Committee Meeting No. 10/2018 Settlement Committee Order No. 39/2018 Dated 24/10/2018

Act S.246 Settlement Committee Meeting No. 3/2019 Settlement Committee Order No. 14/2019 Dated 24/07/2019

, 2019. SEC Act S.246 Settlement Committee Meeting No. 3/2019 Settlement Committee Order No. 15/2019 Dated 24/07/2019

, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures

and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the