information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits

management companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more appropriate to the

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims

information appropriately, securely and safely; (3)  Contingency plan in case of occurrence of any event that may affect the management system of digital wallets and keys. This includes laying out and testing

information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly

another person. Then, the shares were resold to ZMICO at 19.75 baht per share which was not the normal market price. Later, the public prosecutor issued a prosecution order and filed a lawsuit against

descending order by the probability of occurrence of the risks and significance of their effects; (9) information about administration and management of the mutual fund; (10) warnings about the mutual fund; 1

). Part A: Fund Information 1) Name of NRI CIS: ________________________________________________________ Class (if applicable): ______________________________________________________ 2) Home Jurisdiction

in support of this application (if applicable). Part A: Fund Information 1) Name of NRI CIS: ________________________________________________________ Class (if applicable