registered social enterprises is available at http://www.dsdw2016.dsdw.go.th/se-news/.In case of a private placement by an SME, a waiver of approval application can only be granted to a limited company that

social enterprises is available at http://www.dsdw2016.dsdw.go.th/se-news/. In case of a private placement by an SME, a waiver of approval application can only be granted to a limited company that has the

SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general

example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management

regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a representative for

Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a

Microsoft Word - Kor Khor 2-2548 final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

only private investment. In cases where the data commercially, Please contact Information Services Department, The Stock Exchange of Thailand e-mail : infoproducts@set.or.th Last updated on 27 August

and acknowledge that the copyright for it is The SET and can be used for education or only private investment. In cases where the data commercially, Please contact Information Services Department, The

and clients with similar investment characteristics, etc. Clause7 A private fund management company may seek a loan or create any obligation on behalf of a private fund only in the following manners: (1