violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
securities by recording and maintaining usage information and log files. Chapter 7 Outsourcing of Services __________________ Clause 34 For actions which the applicable laws or regulations do not specifically
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=230&rows=10 231 - 238 of 238 results Sort by: Relevance Date (Newest) Date (Oldest) SEC files criminal complaint against 6 RICH share
and amendments in October –November 2024, for which the majority of respondents expressed support. The SEC has issued 13 notifications concerning the amendments** with key points as follows: (1
: “SEC files a criminal complaint against Binance for operating digital asset business without license,” released on 2 July 2021: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017
Allocation Transaction Expected within 30 May 2018 6 SUTGH files for dissolution Expected within 31 December 2018 7 SUTGH dissolves and liquidates all of its assets After SUTGH files for dissolution in 2-3
application submission 5 Entire Business Transfer Transaction and Shares Allocation Transaction Expected within 30 May 2018 6 SUTGH files for dissolution Expected within 31 December 2018 7 SUTGH dissolves and
Thailand re: Disclosure of Information and Other Acts of Listed Companies Concerning Acquisition or Disposal of Assets B.E. 2547 dated 29 October 2004 (Notifications on Acquisition or Disposal). Based on the