incomes were included brokerage fees income, fees and services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fees Income Brokerage fees income
income, fees and services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fee Income Brokerage fee income in the 4th quarter of 2019 was Baht
instruments or financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instrument or evidentiary documentation showing the right in the assets of foreign collective
Institutions Development Fund bond and bond or debt instrument issued by the Ministry of Finance; (d) other liquid assets prescribed by the Office. “customer” means a person agreeing to receive an advice from an
prospectus or other information related to an offer for sale of securities , and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the
information related to an offer for sale of securities, and submit a fact sheet of the financial instrument as required to be done by the issuer in accordance with the Notification of the Capital Market
means the following securities: (1) the investment unit specified under the Law on Securities and Exchange ; (2) a financial instrument or certificate representing the right of the holder as the owner or
2018 (effective on 16 July 2018). 2 (1) the investment unit specified under the Law on Securities and Exchange; (2) a financial instrument or certificate representing the right of the holder as the owner
quantitative investment analysis such as an analysis of a financial statement and qualitative analysis such as an analysis of policy of the company that issued the instrument which the fund intends to invest
statement and qualitative analysis such as an analysis of policy of the company that issued the instrument which the fund intends to invest. The analysis should enable the determination of the level of risk