the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net

a securities company licensed to undertake securities business in the category of mutual fund management. “foreign exchange” means [i] a juristic person established under foreign law which offers

, and a letter appointing a local representative in Thailand to be the person responsible for the operation of the ASEAN Collective Investment Scheme to perform duties as specified under the Notification

: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person

take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and

not subjec Connected T d Re: Disclos ons B.E. 2546 subscription this regard, it ng, tax and in saction. d, the Board person, author tion in relation cluding any ac overnors of th es Concernin and

company which wishes to make offering convertible bonds at lower market price to a specific person (placement), the applicant has complied with additional requirement as prescribed in Clause 13/1; (6) the

Thailand, unless specifically exempted under the terms of an applicable double tax treaty, in case that the Offeree is a foreign juristic person not operating any business in Thailand and not residing in a

to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a

Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized person(s) of the company has affixed an electronic