VGI- W2 Warrants shall be 4 years from the issuance date. The warrant holders shall be entitled to exercise the warrants for the first time on the last business day of the first quarter after the
inappropriateness with conditions of such intermediary ’s business; (c) is not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the
not necessary for some types of capital market products; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct appropriate
not necessary for some types of capital market products; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct appropriate
and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the
any important policy or publicly published guideline. Division 2 Conditions to Comply after Obtaining an Approval ____________________________ Clause 28 An approved person under this Chapter shall
shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office. In the case where the securities company complies with a
Notifiaction with the same level of standard, the securities company shall comply with the guideline on operational control and information technology security of securities companies as prescribed by the Office
Company with a par value of Baht 1 per share, to accommodate the exercise of the U-W3 Warrants, at the ratio of 1 unit of the U-W3 Warrants to 1 newly issued ordinary share, which would be allocated to BBL
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please