Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

improvement in employee benefit according to Labor Protection Act No.7  Loss on impairment of asset of 149.44 Million Baht as increased this quarter due to loss from impairment of investment on assets in the

-4- 2. Financial Status (The Company and Subsidiaries)  Unit : Baht 1,000 Total Assets Total Liabilities and Shareholders' Equity 0.7% 0.7% 1,651,391 1,639,963 1,651,391 1,639,963 Current assets

capital ” means liquid capital deducted by risk haircuts ; (3) “ liquid capital ” means liquid assets deducted by total liabilities ; (4) “ liquid assets ” means the total sum of the following assets: (a

capital” means liquid capital deducted by risk haircuts; (3) “liquid capital” means liquid assets deducted by total liabilities; (4) “liquid assets” means the total sum of the following assets: (a) cash and

. contingent liabilities arising from guarantee, [or] certifying or aval on bills of exchange; 2. contingent liabilities which the derivatives broker shall pay by cash or other assets when the specified