information in general: : 2.1 First name ……………………… Last name ………………………. Former name (if any) ………………………………………………... 2.2 Date/month/year of birth ............., age ………..years, gender.... 2.3 Nationality
Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior
Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However, KWI reported Risk Level
The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials
) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
/News_Detail.aspx?SECID=9721 SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market
, Paris, former Director of the London School of Economics, will share his experience in supervising financial institutions in Europe and Euro zone crisis and solutions on the topic of Capital Markets