securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No Data not
Acquisition/ Disposition Transaction Date % Group of Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No RBF Mrs
เกี่ยวข้อง” เพื่อท ำกำรแนบเอกสำรเพิ่มเติม โดยไฟลท่ี์สำมำรถท ำกำรแนบได ้ไดแ้ก่ .xls , .xlsx, .pdf เท่ำนั้น กรณีมีขอ้มูลใน Excel File หลำยประเภท ใหแ้ยกเป็น Sheet แลว้คลิก Upload บริษัทหลกัทรัพย์ทีป่ระกอบธุรกจิ
Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No Data not found Stock: common stock or preferred stock