investigation officer in his or her capacity, as the direct victims, in order to protect the interest of them and the company. Apart from the above, the Civil Penalty Committee resolved to impose a civil
position and management guidelines. KBank has been fully equipped with tools for appropriate liquidity management both in terms of foreign currencies and Thai Baht to protect ourselves against any potential
provide services that fit the criteria of Critical Information Infrastructure Organizations (CII Organizations), including the financial and banking sector, are required to have in place measures to protect
provision of a statement that in addition to the duties prescribed in the appointment contract, the mutual fund supervisor has the legal obligation to protect the interest of the unit holders. (5) Questions
manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification
any other event in which such rejection or suspension is necessary in order to protect unitholders’ interest; or (3) the mutual fund makes investment in securities or assets in a foreign country and any
clearly understands such investment or transaction; (3) give advice to the client with balanced view [i] composing of characteristics, strong points, limitations, returns, and possible risks of risky or
the client clearly understands such investment or transaction; (3) give advice to the client with balanced view [i] composing of characteristics, strong points, limitations, returns, and possible risks
’ Representatives. "insiders of issuer who issues underlying shares" means persons who are in the position with possible access to inside information of the issuer who issues underlying shares due to the structure of
equipment business, expanding the existing customer base and new customers and increase new products such as Early Warning Score Program (EWS): Program to warn and aware to protect Septicemia, Linkage system