Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010)   01/02

Derivatives Business Operator B.E. 2553 (2010)   01/02/2010 01/02/2010 8. Notification of the Office of the Securities and Exchange Commission  SorThor 50/2549 Rules on Waiver for Appointment of Independent

Utilities Business consists of Excessive Charge for additional Utilities demand and Service Fees for Wastewater Management. 3 Gross Profit from Operation excludes Other Income from Utilities Business. 4 Other

a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37

Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and

of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No

excessive investment risks, which may impact their savings for retirement. The revision will support provident funds in providing employee?s choice program and be in line with international standards

orderly functioned. In case WAVE intends to increase its investment in TSE, it should be cautious on increasing its stake up to 35 percent, as it will cause WAVE excessive debt burden. Moreover, the Audit

ของ WFE (3) ตองจัดตั้งและจัดการโดยบริษัท (“CIS operator”) ที่ไดรับใบอนุญาต ประกอบธุรกจิหลักทรัพยจากหนวยงานกาํกับดูแลหลักที่เปนสมาชิกของ IOSCO โดยยังคงดําเนนิธุรกิจ หลักทรัพยในตางประเทศนัน้และไม

Excessive Charge, Service Fees for Wastewater Management 3 Gross Profit from Operation excludes Other Revenue from Utilities Business. 4 Other Incomes mainly consists of Interest Income from Loans to GHECO