select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and
SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the
(Translation) Re: BOD.SET 020/2018 November 9, 2018 Subject: Clarification on the Change in operating results for the nine month ended September 30, 2018 over 20% compared with the same period of the
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. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
Property Funds. “paid up capital” means the total amount of fully paid units. “related person” means a related person pursuant to the Notification of the Capital Market Supervisory Board concerning Rules on