Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private Fund Management Company
following regulations: Clause 1. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private
ชื่อผู้ได้มา/จำหน่าย :?COUNTRY GROUP CAPITAL | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 14/10/2553
ชื่อผู้ได้มา/จำหน่าย :?COUNTRY GROUP CAPITAL | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 24/11/2554
which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
scheme” means collective investment scheme established under foreign law; “unit” means securities in the category of shares of company (investment company) or securities in the category of certificates of
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business