transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as
is suspended for two months, starting from 18 December 2020. TMB itself had already terminated the employment of all three investment consultants. {D} and {A} were dismissed without compensation
consequently ordered by the Revenue Department to return the received tax benefits and pay a fine. In this regard, TMB paid a compensation to the client for the money paid to the RD; (2) In the case of {B
her employement and had her pay compensation to the inflicted client in full.Panita and Nitchawan have failed to perform their duties or provide services honestly. Their misconducts were deemed wrongful
particularly on NIPPON without spreading any damage to the public, and he made all compensation for the damage, it could be considered that he repented of what he had done while mitigating the injured person?s
warned the three branch managers against improper duty performance. Also, {X1} has already paid for the compensation in full for each affected client. Owing to this case, the SEC has found that {X1}'s
, experience and tenures of fund managers; fund managers? compensation structure; and fund mangers? investment within the fund. The sales and media area was improved from the first evaluation in 2011, but is
million Baht, the balance becomes 188.85 million Baht and so the total amount is 239.85 million Baht. 6. Criteria Used to Determine the Value of Compensation and Payment Value: Determination on the Value of
from financial institutions decreased 17.36 Million Baht due to the repayment during the period The Group’s shareholders’ equity attribute to the parent company as at 31 March 2020 was 1,213.17 Million
exceeding THB 3 million. c. The Company shall receive the Business Procurement compensation for seeking purchasers, negotiating with relevant parties including managing and implementing the completion of the