; (4) a client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with
securities operational systems, a failure in receiving subscription and redemption order, or NAV calculation; companies shall inform or publicize thoroughly and swiftly to customers or relavant persons to
trading systems or securities operational systems, a failure in receiving subscription and redemption order, or NAV calculation; companies shall inform or publicize thoroughly and swiftly to customers or
fund management; “ big retail investor ” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “ fund manager ” means a mutual fund manager
securities business in the category of private fund management; “big retail investor” means a person who will make an initial minimum subscription of 500,000 baht for investment units of a mutual fund; “fund
traveler segment and continued movement of subscribers from prepaid to postpaid subscription. The postpaid segment hence grew strongly nearly +9% YoY and +2.5% QoQ while prepaid subscribers base declined -4
securities business; (3) a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of
securities business; (3)1 a payment for subscription of securities which a securities company receives from underwriting. Clause 5. A securities company must establish a unit responsible for the custody of
nature of investors does not correspond to the scheme as approved by the Office. Once the approval has ceased, the management company shall fairly return payments for subscription for investment units to