Premsinee or Wimonphak), and Boon together with other 4 persons colluded or agreed to trade TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing
TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing, inflating and stabilizing the share price and matching orders within the group which
). According to a referral from the Stock Exchange of Thailand and the SEC?s further investigation, Chayanont was found to have traded CHUO shares continuously during 28 April ? 30 May 2014, in such a way that
Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
referral from the Stock Exchange of Thailand, the SEC probed into the case and found that on September 16, 2013, {A} had traded 130.12 million SSI shares by placing a total of 299 trading orders through
companies in the region, and the promotion of intra‑ASEAN cross‑border investment through instruments such as depositary receipts (DRs), cross‑listing, and exchange‑traded funds (ETFs), with a view to making
traded fund ท่ีจัดตั้งข้ึนตามกฎ https://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=3&FUNDNAME=KTGNEXT&FUNDCOMPRUNCODE=M... phs15342460473361062.pdf แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (ราย
. The SEC probed into the case and found that {B} traded securities on behalf of his client. He submitted trading orders through client's account and informed him afterwards. He also traded securities
contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly specified in the fund project provided that the management company