public limited company; (4) “conglomerate company” means a parent company and a subsidiary company; (5) “underwriter” means a securities company licensed to undertake securities business in the category of
company; (4) “conglomerate company” means a parent company and a subsidiary company; (5) “underwriter” means a securities company licensed to undertake securities business in the category of underwriting
e-service Online Submission Licensed Derivatives Broker Licensed Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker
Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: “derivatives broker” means any company licensed to undertake derivatives business in the category
undertake derivatives business in the category of derivatives broker; “derivatives contract” means a derivatives contract under Section 3 of the Derivatives Act B.E. 2546 (2003) having securities, gold, crude
approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
securities business in the category of mutual fund management; “private fund management company” means a securities company licensed to undertake securities business in the category of private fund management